Part 40 defines a collector as a trained person who instructs and assists employees at a collection site, who receives and makes an initial inspection of the urine specimen provided by those employees, and who initiates and completes the Federal Drug Testing Custody and Control Form (CCF).
To become qualified as a collector, you must be knowledgeable about Part 40 regulations, the current DOT Urine Specimen Collection Procedures Guidelines, and DOT agency regulations applicable to the employers for whom you will perform collections, and you must keep current on any changes to these materials. You must also (1) successfully complete a qualification training program and (2) pass a monitored proficiency demonstration, as required by DOT regulations. There is no requirement for qualified collectors to register or to be on any federally-maintained or federally-sponsored list. Still, they must maintain (for Federal inspection) documentation of successful completion of their training and proficiency demonstration requirements.
Qualification Training:
Anyone can provide the qualification training described above. The trainer does not need to be an experienced or qualified collector, or the same person who oversees the proficiency demonstration, or be a person at all (such as in an internet course, for example). The course material may be taught in person, conducted by video, by computer programs, via the internet, by video conference, or by other equivalent means. Also, there is no mandatory time requirement for this portion of the training. Although an examination is not required, to demonstrate compliance with the qualification training requirement, it is recommended that the course have built-in some means of ensuring that the information has been successfully learned.
The five mock collections must include the following collections, in any order:
2 uneventful/routine,
1 covering an insufficient quantity of urine,
1 covering a temperature out of range, and
1 covering a refusal to sign the CCF paperwork and initial the bottle seal.
These mock collections are intended to portray a real event conducted with someone (possibly even the instructor) acting as the donor. The collections must be directly observed in real-time by the instructor or clearly able to be monitored in real-time through a video link or equivalent and allow direct interaction between instructor and trainee.
A collector's qualifications are not location- or collection site-specific, and their eligibility will follow them anywhere DOT Agency-regulated urine specimens are collected. There is no requirement for qualified collectors to register or to be on any federally-maintained or federally-sponsored list, but they are required to maintain (for federal inspection) documentation of successful completion of their training and proficiency demonstration requirements. Do I need to become certified to conduct DOT urine collections or operate a DOT collection site for drug testing? No, DOT does not require certification of a collector or a collection site before they can collect urine specimens for DOT drug tests. In fact, only individual collectors (not collection sites) may become qualified to collect DOT urine specimens. What should be the content of the qualification training program, and who may conduct it? While the Department has not published a curriculum for urine collection training, the DOT expects trainers to base their curriculum on both DOT regulations and the latest version of DOT publication, Urine Specimen Collection Guidelines.
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